Search for: "Principal Resource Group, LLC"
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27 Jan 2012, 7:21 am
The Securities and Exchange Commission ("SEC") has charged Fort Lauderdale-based First Resource Group LLC ("First Resource") and its principal, David Stern ("Stern") of Tamarac, Florida, with running a boiler room stock scheme. [read post]
25 Sep 2018, 8:26 am
Sometimes, transfers are not restricted so long as the management of a member or a group does not change. [read post]
20 Feb 2010, 5:14 pm
The National Futures Association has accepted Frontline Advisors LLC and Frontline Financial, Inc.'s proposal to permanently remove themselves as a member of the group. [read post]
28 Apr 2009, 4:27 pm
Hedge fund investment adviser Hennessee Group, LLC has reached an agreement with the Securities and Exchange Commission over its securities fraud probe into Bayou Group and hedge fund manage Samuel Goldberg. [read post]
17 Dec 2014, 8:10 am
Purshe Kaplan Sterling Investments Resource Horizons Group LLC Royal Alliance Associates, Inc. [read post]
21 Sep 2017, 7:37 am
“Few people in Indiana have the policy experience, knowledge and relationships that Amy has earned and created throughout her career,” said Doug Brown, managing principal at Bose Public Affairs Group. [read post]
26 Oct 2010, 6:21 am
See In re Bayou Group , LLC, No. 09 Civ. 02577 (S.D.N.Y. [read post]
26 Oct 2010, 6:21 am
See In re Bayou Group , LLC, No. 09 Civ. 02577 (S.D.N.Y. [read post]
18 Jun 2009, 7:39 am
The Financial Industry Regulatory Authority is accusing Park Financial Group Inc., JP Turner & Co., and Legent Clearing LLC of inadequate anti-money laundering procedures. [read post]
20 May 2008, 10:13 pm
In our continuing series about malaprops of those who are purveyors of financial advice, Doug Quinn, a representative of AXA Advisors, LLC Settlement Planning Group in New York City who markets structured settlements, makes a statement that "money invested in the annuity (principle) is not readily available for the clients use (not liquid)".Comments:Principlea comprehensive and fundamental law, doctrine, or assumption b (1): a rule or code of conduct … [read post]
1 May 2010, 1:51 pm
To learn more about your son or daughter's legal rights concerning bullying, or to seek help, contact the Oinonen Law Group LLC at 404-654-0288. [read post]
17 Aug 2020, 4:36 am
The plaintiff also accused the defendant of using company resources to create a competing business. [read post]
2 May 2012, 4:03 am
Curtis, SPHR, principal and creative director for Curtis Consulting Group LLC, a human resource consultancy based in East Rutherford, New Jersey. [read post]
21 May 2021, 3:16 am
With more than 150 lawyers practicing in all of the major legal specialty areas, Lewis Rice LLC is one of the leading regional law firms in the Midwest. [read post]
6 Feb 2020, 2:45 pm
Emcod, LLC, Docket No. [read post]
1 Oct 2013, 3:24 am
Finally, the Board observed that the refusal to register does not affect applicant's right to use the subject mark, but only his right to register.This case is solely about whether the applicant may 'call upon the resources of the federal government' to obtain federal registration of the mark on the Principal Register in order to assist in enforcement of the mark. [read post]
12 Oct 2010, 10:15 am
See Media Copyright Group, LLC v. [read post]
12 Jun 2017, 9:05 am
Author Michael Stack, Principal, Amaxx LLC. [read post]
2 Apr 2012, 1:09 pm
LLC. [read post]
12 Jun 2020, 6:04 pm
Department of Labor’s Occupational Safety and Health Administration (OSHA) is proposing penalties against BB Frame LLC – operating as Frame Q and as Juan Quevedo (the owner and principal) – for exposing workers to multiple safety hazards at four Bergen County, New Jersey, worksites. [read post]
